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SANDY KOUFAX WAS ONE OF THE GREATEST pitchers in the history of baseball.
Although he was naturally talented, he was also unusually well trained and disciplined.
He was perhaps the only major-league pitcher whose fastball could be heard to
hum. Opposing batters, instead of talking and joking around in the dugout, would
sit quietly and listen for Koufax's fastball to hum. When it was their turn
to bat, they were already intimidated.
There was, however, a simple way for Koufax's genius to have been negated: by
making the first author of this article his catcher. To be great, a pitcher
needs an outstanding catcher (his great partner was Johnny Roseboro). David
is such an unskilled catcher that Koufax would have had to throw the ball much
slower in order for David to catch it. This would have deprived Koufax of his
greatest weapon.
Placing Roger at key defensive positions in the infield or outfield, furthermore,
would have seriously affected Koufax's success. Sandy Koufax was not a great
pitcher on his own. Only as part of a team could Koufax achieve greatness. In
baseball and in the classroom, it takes a cooperative effort. Extraordinary
achievement comes from a cooperative group, not from the individualistic or
competitive efforts of an isolated individual.
In 1966 David began training teachers at the University of Minnesota in how
to use small groups for instructional purposes. In 1969 Roger joined David at
Minnesota, and the training of teachers in how to use cooperative learning groups
was extended into teaching methods courses in science education. The formation
of the Cooperative Learning Center soon followed to focus on five areas:
1. Summarizing and extending the theory on cooperation and competition.
2. Reviewing the existing research in order to validate or disconfirm the theory
and establish what is known and unknown.
3. Conducting a long-term program of research to validate and extend the theory
and to identify (a) the conditions under which cooperative, competitive, and
individualistic efforts are effective and (b) the basic elements that make cooperation
work.
4. Operationalizing the validated theory into a set of procedures for teachers
and administrators to use.
5. Implementing the procedures in classes, schools, school districts, colleges,
and training programs.
These five activities result in an understanding of what is and is not a cooperative
effort, the different types of cooperative learning, the five basic elements
that make cooperation work, and the outcomes that result when cooperation is
carefully structured.
WHAT IS AND IS NOT A COOPERATIVE EFFORT
Not all groups are cooperative. There is nothing magical about working in a
group. Some kinds of learning groups facilitate student learning and increase
the quality of life in the classroom. Other types of learning groups hinder
student learning and create disharmony and dissatisfaction. To use cooperative
learning effectively, one must know what is and is not a cooperative group (Johnson,
Johnson, & Holubec, 1998b).
1. Pseudo learning group: Students are assigned to work together but they have
no interest in doing so and believe they will be evaluated by being ranked from
the highest to the lowest performer. Students hide information from each other,
attempt to mislead and confuse each other, and distrust each other. The result
is that the sum of the whole is less than the potential of the individual members.
Students would achieve more if they were working alone.
2. Traditional classroom learning group: Students are assigned to work together
and accept that they have to do so. Assignments are structured so that students
are evaluated and rewarded as individuals, not as members of the group. They
seek each other's information but have no motivation to teach what they know
to group-mates. Some students seek a free ride on the efforts of group-mates,
who feel exploited and do less. The result is that the sum of the whole is more
than the potential of some of the members, but the more hard working and conscientious
students would perform higher if they worked alone.
3. Cooperative learning group: Students work together to accomplish shared goals.
Students seek outcomes that are beneficial to all. Students discuss material
with each other, help one another understand it, and encourage each other to
work hard. Individual performance is checked regularly to ensure that all students
are contributing and learning. The result is that the group is more than a sum
of its parts, and all students perform higher academically than they would if
they worked alone.
4. High-performance cooperative learning group: This is a group that meets all
the criteria for being a cooperative learning group and outperforms all reasonable
expectations, given its membership. The level of commitment members have to
each other and the group's success is beyond that of most cooperative groups.
Few groups ever achieve this level of development.
How well any small group performs depends on how it is structured. Seating people
together and calling them a cooperative group does not make them one. Study
groups, project groups, lab groups, homerooms, and reading groups are groups,
but they are not necessarily cooperative. Even with the best of intentions,
teachers may be using traditional classroom learning groups rather than cooperative
learning groups. To ensure that a group is cooperative, educators must understand
the different ways cooperative learning may be used and the basic elements that
need to be carefully structured within every cooperative activity.
TYPES OF COOPERATIVE LEARNING
Two are better than one, because they have a good reward for toil. For if they
fall, one will lift up his fellow; but woe to him who is alone when he falls
and has not another to lift him up. ... And though a man might prevail against
one who is alone, two will withstand him. A threefold cord is not quickly broken.
(Ecclesiastics 4:9-12)
Cooperative learning is a versatile procedure and can be used for a variety
of purposes. Cooperative learning groups may be used to teach spcific content
(formal cooperative learning groups), to ensure active cognitive processing
of information during a lecture or demonstration (informal cooperative learning
groups), and to provide long-term support and assistance for academic progress
(cooperative base groups) (Johnson, Johnson, & Holubec, 1998a, 1998b).
Formal cooperative learning consists of students working together, for one class
period or several weeks, to achieve shared learning goals and complete specific
tasks and assignments (e.g., problem solving, writing a report, conducting a
survey or experiment, learning vocabulary, or answering questions at the end
of the chapter) (Johnson, Johnson, & Holubec, 1998b). Any course requirement
or assignment may be structured cooperatively. In formal cooperative learning
groups, teachers:
1. Make a number of preinstructional decisions. Teachers specify the objectives
for the lesson (both academic and social skills) and decide on the size of groups,
the method of assigning students to groups, the roles students will be assigned,
the materials needed to conduct the lesson, and the way the room will be arranged.
2. Explain the task and the positive interdependence. A teacher clearly defines
the assignment, teaches the required concepts and strategies, specifies the
positive interdependence and individual accountability, gives the criteria for
success, and explains the social skills to be used.
3. Monitor students' learning and intervene within the groups to provide task
assistance or to increase students' interpersonal and group skills. A teacher
systematically observes and collects data on each group as it works. When needed,
the teacher intervenes to assist students in completing the task accurately
and in working together effectively.
4. Assess students' learning and help students process how well their groups
functioned. Students' learning is carefully assessed and their performances
evaluated. Members of the learning groups then discuss how effectively they
worked together and how they can improve in the future.
Informal cooperative learning consists of having students work together to achieve
a joint learning goal in temporary, ad-hoc groups that last from a few minutes
to one class period (Johnson, Johnson, & Holubec, 1998a; Johnson, Johnson,
& Smith, 1998). During a lecture, demonstration, or film, informal cooperative
learning can be used to (a) focus student attention on the material to be learned,
(b) set a mood conducive to learning, (c) help set expectations as to what will
be covered in a class session, (d) ensure that students cognitively process
the material being taught, and (e) provide closure to an instructional session.
During direct teaching the instructional challenge for the teacher is to ensure
that students do the intellectual work of organizing material, explaining it,
summarizing it, and integrating it into existing conceptual structures. Informal
cooperative learning groups are often organized so that students engage in 3-5
minute focused discussions before and after a lecture and 2-3 minute turn-to-your-partner
discussions interspersed throughout a lecture.
Cooperative base groups are long-term, heterogeneous cooperative learning groups
of 3-4 members with stable membership (Johnson, Johnson, & Holubec, 1998a;
Johnson, Johnson, & Smith, 1998). Base groups give the support, help, encouragement,
and assistance each member needs to make academic progress (attend class, complete
all assignments, learn) and develop cognitively and socially in healthy ways.
Base groups meet daily in elementary school and twice a week in secondary school
(or whenever the class meets). They are permanent (lasting from one to several
years) and provide the long-term caring peer relationships necessary to influence
members consistently to work hard in school.
The use of base groups tends to improve attendance, personalize the work required
and the school experience, and improve the quality and quantity of learning.
School and classroom management is enhanced when base groups are given the responsibility
for conducting a year-long service project to improve the school. The larger
the class or school and the more complex and difficult the subject matter, the
more important it is to have base groups. Base groups are also helpful in structuring
homerooms and when a teacher meets with a number of advisees.
EXAMPLE OF INTEGRATED USE OF COOPERATIVE LEARNING
An example of the integrated use of the cooperative learning procedures is as
follows. Students arrive at class and meet in their base groups to welcome each
other, check each student's homework to make sure all members understand the
academic material and are prepared for the class session, and tell each other
to have a great day.
The teacher then begins a lesson on the limitations of being human (Billion-Dollar
Being, 1974). To help students cognitively organize in advance what they know
about the advantages and disadvantages of being human, the teacher uses informal
cooperative learning. The teacher asks students to form a triad and ponder,
"What are five things you cannot do with your human limitations that a
billion-dollar being might be designed to do?" Students have 4 minutes
to do so. In the next 10 minutes, the teacher explains that while the human
body is a marvelous system, we (like other organisms) have very specific limitations.
We cannot see bacteria in a drop of water or the rings of Saturn unaided. We
cannot hear as well as a deer or fly like an eagle. Humans have never been satisfied
being so limited and, therefore, we have invented microscopes, telescopes, and
our own wings. The teacher then instructs students to turn to the person next
to them and answer the questions, "What are three limitations of humans,
what have we invented to overcome them, and what other human limitations might
we be able to overcome?"
Formal cooperative learning is now used in the lesson. The teacher has the 32
students count off from 1 to 8 to form groups of four randomly. Group members
sit in a semicircle so they can face each other and still be facing the teacher.
Each member is assigned a role: researcher/runner, summarizer/timekeeper, collector/recorder,
and technical adviser (role interdependence). Every group gets one large (2×3-feet)
piece of paper, a marking pen, a rough draft sheet for designing the being,
an assignment sheet explaining the task and cooperative goal structure, and
four student self-evaluation checklists (resource interdependence). The task
is to design a billion-dollar being that overcomes the human limitations thought
of by the class and the group. The group members are to draw a diagram of the
being on the scratch paper and, when they have something they like, transfer
it to the larger paper.
The teacher establishes positive goal interdependence by asking for one drawing
from the group that all group members contribute to and can explain. The criterion
for success is to complete the diagram in the 30-minute time limit. The teacher
observes each group to ensure that members are fulfilling their roles and that
any one member can explain any part of the being at any time. The teacher informs
students that the expected social skills to be used by all students are encouraging
each other's participation, contributing ideas, and summarizing. She defines
the skill of encouraging participation and has each student practice it twice
before the lesson begins.
While students work in their groups, the teacher monitors by systematically
observing each group and intervening to provide academic assistance and help
in using the interpersonal and small group skills required to work together
effectively. At the end of the lesson, the groups hand in their diagrams of
the billion-dollar being to be assessed and evaluated. Group members then process
how well they worked together by identifying actions each member engaged in
that helped the group succeed and one thing that could be added to improve their
group next time.
The teacher uses informal cooperative learning to provide closure to the lesson
by asking students to meet in new triads and write out six conclusions about
the limitations of human beings and what we have done to overcome them. At the
end of the class session, the cooperative base groups meet to review what students
believe is the most important thing they have learned during the day, what homework
has been assigned, what help each member needs to complete the homework, and
to tell each other to have a fun afternoon and evening.
THE COOPERATIVE SCHOOL
Teachers are not the only ones who need to carefully structure cooperation.
Administrators need to create a learning community by structuring cooperation
at the school level (Johnson & Johnson, 1994, 1999). In addition, they have
to attend to the cooperation among faculty, between the school and parents,
and between the school and the community.
Administrators, for example, may structure three types of cooperative faculty
teams. Collegial teaching teams are formed to increase teachers' instructional
expertise and success. They consist of 2-5 teachers who meet weekly and discuss
how to better implement cooperative learning within their classrooms. Teachers
are assigned to task forces to plan and implement solutions to school-wide issues
and problems such as curriculum adoptions and lunchroom behavior. Ad hoc decision-making
groups are used during faculty meetings to involve all staff members in important
school decisions.
The use of cooperative teams at the building level ensures that there is a congruent
cooperative team-based organizational structure within both classrooms and the
school. Finally, the superintendent uses the same types of cooperative teams
to maximize the productivity of district administrators.
BASIC ELEMENTS OF COOPERATION
In order for an activity to be cooperative, five basic elements are essential
and need to be included (Johnson & Johnson, 1989; Johnson, Johnson, &
Holubec, 1998a). The five essential elements are as follows.
1. Positive interdependence: Positive interdependence is the perception that
we are linked with others in a way so that we cannot succeed unless they do.
Their work benefits us and our work benefits them. Within every cooperative
lesson, positive goal interdependence must be established through mutual learning
goals (learn the assigned material and make sure that all members of your group
learn the assigned material). In order to strengthen positive interdependence,
joint rewards (if all members of your group score 90 percent correct or better
on the test, each will receive 5 bonus points), divided resources (giving each
group member a part of the total information required to complete an assignment),
and complementary roles (reader, checker, encourager, elaborator) may also be
used.
2. Individual accountability: Individual accountability exists when the performance
of each individual student is assessed and the results are given back to the
group and the individual. The purpose of cooperative learning groups is to make
each member a stronger individual. Students learn together so that they can
subsequently perform higher as individuals. To ensure that each member is strengthened,
students are held individually accountable to do their share of the work. Common
ways to structure individual accountability include (a) giving an individual
test to each student, (b) randomly selecting one student's product to represent
the entire group, or (c) having each student explain what they have learned
to a classmate.
3. Face-to-face promotive interaction: Individuals promote each other's success
by helping, assisting, supporting, encouraging, and praising each other's efforts
to achieve. Certain cognitive activities and interpersonal dynamics only occur
when students get involved in promoting each other's learning. These include
orally explaining how to solve problems, discussing the nature of the concepts
being learned, teaching one's knowledge to classmates, and connecting present
with past learning. Accountability to peers, ability to influence each other's
reasoning and conclusions, social modeling, social support, and interpersonal
rewards all increase as the face-to-face interactions among group members increase.
In addition, the verbal and nonverbal responses of other group members provide
important information concerning a student's performance. Silent students are
uninvolved students who are not contributing to the learning of others as well
as themselves. To obtain meaningful face-to-face interaction, the size of groups
needs to be small (2-4 members).
4. Social skills: Contributing to the success of a cooperative effort requires
interpersonal and small group skills. Placing socially unskilled individuals
in a group and telling them to cooperate does not guarantee that they will be
able to do so effectively. Persons must be taught the leadership, decision-making,
trust-building, communication, and conflict-management skills just as purposefully
and precisely as academic skills. Procedures and strategies for teaching students
social skills may be found in Johnson (1997) and Johnson and F. Johnson (1997).
5. Group processing: Group processing exists when group members discuss how
well they are achieving their goals and maintaining effective working relationships.
Groups need to describe what member actions are helpful and unhelpful and make
decisions about what behaviors to continue or change. When difficulties in relating
to each other arise, students must engage in group processing and identify,
define, and solve the problems they are having working together effectively.
Understanding these five basic elements and developing skills in structuring
them allows teachers to (a) adapt cooperative learning to their unique circumstances,
needs, and students, (b) fine tune their use of cooperative learning, and (c)
prevent and solve problems students have in working together.
WHAT DO WE KNOW ABOUT COOPERATIVE EFFORTS?
Everyone has to work together; if we can't get everybody working toward common
goals, nothing is going to happen. (Harold K. Sperlich, president, Chrysler
Corporation)
A great deal of research has been conducted comparing the relative effects of
cooperative, competitive, and individualistic efforts on instructional outcomes.
During the past 100 years, over 550 experimental and 100 correlational studies
have been conducted by a wide variety of researchers in different decades with
different age subjects, in different subject areas, and in different settings
(see Johnson & Johnson, 1989, for a complete listing and review of these
studies).
The type of interdependence structured among students determines how they interact
with each other, which, in turn, largely determines instructional outcomes.
Structuring situations cooperatively results in students interacting in ways
that promote each other's success, structuring situations competitively results
in students interacting in ways that oppose each other's success, and structuring
situations individualistically results in no interaction among students. These
interaction patterns affect numerous instructional outcomes, which may be subsumed
within the three broad and interrelated categories of effort exerted to achieve,
quality of relationships among participants, and participants' psychological
adjustment and social competence (see Figure 1) (Johnson & Johnson, 1989).
ACHIEVEMENT
Achievement is a we thing, not a me thing, always the product of many hands
and heads. (John Atkinson)
Regarding the question of how successful competitive, individualistic, and cooperative
efforts are in promoting productivity and achievement, over 375 studies have
been conducted in the past 100 years (Johnson & Johnson, 1989). Working
together to achieve a common goal produces higher achievement and greater productivity
than does working alone. This is so well confirmed by so much research that
it stands as one of the strongest principles of social and organizational psychology.
Cooperative learning, furthermore, results in process gain (i.e., more higher-level
reasoning, more frequent generation of new ideas and solutions), greater transfer
of what is learned within one situation to another (i.e., group to individual
transfer), and more time on task than does competitive or individualistic learning.
The more conceptual the task, the more problem solving required; the more higher-level
reasoning and critical thinking, the more creativity required; and the greater
the application required of what is being learned to the real world, the greater
the superiority of cooperative over competitive and individualistic efforts.
Cooperative learning ensures that all students are meaningfully and actively
involved in learning. Active, involved students do not tend to engage in disruptive,
off-task behavior. Cooperative learning also ensures that students are achieving
up to their potential and are experiencing psychological success, so they are
motivated to continue to invest energy and effort in learning. Those who experience
academic failure are at risk for tuning out and acting up, which often leads
to physical or verbal aggression.
INTERPERSONAL RELATIONSHIPS
A faithful friend is a strong defense, and he that hath found him, hath found
a treasure. (Ecclesiastics 6:14)
Over 180 studies have been conducted since the 1940s on the relative impact
of cooperative, competitive, and individualistic experiences on interpersonal
attraction (Johnson & Johnson, 1989). The data indicate that cooperative
experiences promote greater interpersonal attraction than do competitive or
individualistic ones. Cooperative learning promotes the development of caring
and committed relationships for every student. Even when individuals initially
dislike each other or are obviously different from each other, cooperative experiences
have been found to promote greater liking than is found in competitive and individualistic
situations.
Cooperative groups help students establish and maintain friendships with peers.
As relationships become more positive, there are corresponding improvements
in productivity, morale, feelings of personal commitment and responsibility
to do the assigned work, willingness to take on and persist in completing difficult
tasks, and commitment to peers' success and growth. Absenteeism and turnover
of membership decreases. Students who are isolated or alienated from their peers
and who do not have friends are more likely to be at risk for violent and destructive
behavior than students who experience social support and a sense of belonging.
PSYCHOLOGICAL HEALTH AND SOCIAL COMPETENCE
Working cooperatively with peers, and valuing cooperation, results in greater
psychological health, higher self-esteem, and greater social competencies than
does competing with peers or working independently. When individuals work together
to complete assignments, they interact (improving social skills and competencies),
promote each other's success (gaining self-worth), and form personal as well
as professional relationships (creating the basis for healthy social development).
Cooperative efforts with caring people tend to increase personal ego-strength,
self-confidence, independence, and autonomy. They provide the opportunity to
share and solve personal problems, which increases an individual's resilience
and ability to cope with adversity and stress. The more individuals work cooperatively,
the more they see themselves as worthwhile and as having value and the more
autonomous and independent they tend to be.
Cooperative groups provide an arena in which individuals develop the interpersonal
and small group skills needed to work effectively with diverse schoolmates.
Students learn how to communicate effectively, provide leadership, help the
group make good decisions, build trust, repair hurt feelings, and understand
other's perspectives. Even kindergartners can practice social skills each day
in cooperative activities. Cooperative experiences are not a luxury. They are
a necessity for the healthy social and psychological development of individuals
who can function independently.
CONCLUSION
Cooperative learning is the instructional use of small groups in which students
work together to maximize their own and each other's learning. Cooperative learning
may be differentiated from pseudo groups and traditional classroom learning
groups. There are three types of cooperative learning: formal cooperative learning,
informal cooperative learning, and cooperative base groups. The basic elements
that make cooperation work are positive interdependence, individual accountability,
promotive interaction, appropriate use of social skills, and periodic processing
of how to improve the effectiveness of the group.
When efforts are structured cooperatively, there is considerable evidence that
students will exert more effort to achieve (learn more, use higher-level reasoning
strategies more frequently, build more complete and complex conceptual structures,
and retain information learned more accurately), build more positive and supportive
relationships (including relationships with diverse individuals), and develop
in more healthy ways (psychological health, self-esteem, ability to manage stress
and adversity).
ADDED MATERIAL
David W. Johnson and Roger T. Johnson are professors of education and codirectors
of the Cooperative Learning Center at the University of Minnesota.
Figure 1. Outcomes of cooperative learning (Johnson & Johnson, 1989).
REFERENCES
Billion-Dollar Being. (1974). Topics in applied science. Golden, CO: Jefferson
County Schools.
Johnson, D.W. (1997). Reaching out: Interpersonal effectiveness and self-actualization
(6th ed.). Boston: Allyn & Bacon.
Johnson, D.W., & Johnson, F. (1997). Joining together: Group theory and
group skills (6th ed.). Boston: Allyn & Bacon.
Johnson, D.W., & Johnson, R. (1989). Cooperation and competition: Theory
and research. Edina, MN: Interaction Book Co.
Johnson, D.W., & Johnson, R. (1994). Leading the cooperative school (2nd
ed.). Edina, MN: Interaction Book Co.
Johnson, D.W., & Johnson, R. (1999). The three Cs of classroom and school
management. In H. Freiberg (Ed.), Beyond behaviorism: Changing the classroom
management paradigm. Boston: Allyn & Bacon.
Johnson, D.W., Johnson, R., & Holubec, E. (1998a): Advanced cooperative
learning (3rd ed.). Edina, MN: Interaction Book Co.
Johnson, D.W., Johnson, R., & Holubec, E. (1998b). Cooperation in the classroom
(7th ed.). Edina, MN: Internation Book Co.
Johnson, D.W., Johnson, R., & Smith, K. (1998). Active learning: Cooperation
in the college classroom (2nd ed.). Edina, MN: Interaction Book Co.